Professional Coordination
Different expertise.
A connected conversation.
Your investment plan should make sense alongside your legal documents, tax decisions, and insurance arrangements. We help connect the discussion while keeping each professional’s responsibilities clear.
Schedule a Clarity Review
The people around your plan
Each professional brings a different lens.
UAA
Investment management, financial planning, beneficiary and account-ownership review, and assistance with appropriate investment-account changes.
Your attorney
Legal advice, document drafting and interpretation, and changes to wills, trusts, powers of attorney, and business agreements.
Your CPA
Tax advice, tax planning, and tax return preparation. Clients engage and pay their CPA directly; UAA receives no referral compensation from these arrangements.
Insurance professionals
Insurance and long-term-care assistance through Alliance America, where appropriate, with product recommendations and compensation explained by the provider.
Practical follow-through
The documents and the accounts should work together.
Beneficiary arrangements
Review investment-account beneficiary designations alongside your intentions and legal arrangements.
Account ownership
Consider how investment accounts coordinate with a trust and help complete appropriate changes after professional review.
Family transitions
Help surviving spouses and beneficiaries with inherited-account and distribution questions, involving other professionals when needed.
Relationships & compensation
Understand the connections.
UAA, Alliance America, and Legacy Assurance Plan are affiliated businesses connected through common individual ownership. UAA is owned by Follett Financial Holdings; Alliance America and Legacy Assurance Plan are owned by UF Resources Corporation. They do not share one corporate parent, but do share common individual owners and these owners financially benefit from the success of each of the companies.
Most UAA representatives receive commissions through Alliance America. This creates a financial incentive to recommend insurance products. Legal, tax, and insurance services have separate professional responsibilities and may involve additional fees.
You may continue to work with your own attorney or CPA. Coordination requires appropriate authorization and does not make UAA responsible for another professional’s advice.
Professional relationships
Referrals and related interests.
UAA may refer clients to Legacy Assurance Plan, Alliance America, or a CPA, and those firms or professionals may refer clients to UAA. These referrals involve separate service providers and separate engagements. Clients are not required to use Legacy Assurance Plan or Alliance America and may choose other providers. UAA does not pay or receive referral compensation from Alliance America or Legacy Assurance Plan. UAA, Alliance America, and Legacy Assurance Plan have common individual owners who financially benefit from the success of each business, creating a financial incentive for referrals among them. Most UAA representatives receive insurance commissions through Alliance America, creating an additional incentive to recommend insurance products. UAA receives no referral compensation from its CPA arrangements. Legal, tax, and insurance services may involve additional fees. Review Form ADV and Form CRS for information about services, compensation, conflicts, and how these conflicts are managed.
Start with a conversation