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UAA is legally required to act in its advisory clients’ best interests, with care and loyalty, without putting its own interests ahead of theirs. That includes understanding your circumstances, considering costs and risks, and addressing conflicts. Fiduciary does not mean conflict-free or guaranteed results. Learn about our fiduciary responsibility ↗

An advisor discusses your situation, goals, and concerns in a coordinated meeting that typically lasts 30 minutes to one hour. A review is based on the information you provide. The initial review is not a complete financial plan.

No. The initial review helps you understand the issues and whether an ongoing relationship may fit. A request does not commit you to opening an account.

The standard household minimum is $50,000 in assets under management. Exceptions may apply. Contact our team to discuss your circumstances.

The standard fee is based on household assets under management and billed quarterly in arrears. Investment-product and other third-party costs may apply separately. See Fees and Client Fit for the fee schedule and details.

Financial planning for advisory clients, including retirement-income planning, Social Security analysis, and Roth conversion planning, is included at no additional planning fee. A separate planning engagement is individually scoped and priced. Roth conversion planning for nonclients is available for a separate fee, with scope and pricing discussed before engagement.

Yes. UAA pays advisory compensation. Many representatives also receive commissions through Alliance America for insurance products, creating a financial incentive. The firms’ roles and compensation should be considered separately.

Yes, with appropriate authorization. UAA works on investment and financial-planning matters. Your attorney handles legal work; your CPA handles tax advice and return preparation. Clients pay CPAs directly, and UAA receives no referral compensation from these CPA arrangements.

No. Keeping assets in a former employer’s plan may fit your needs. Compare the available alternatives and their costs, features, and consequences. UAA can earn additional advisory fees if rollover assets are placed under its management.

In-home meetings may be available depending on your location and advisor availability. Virtual meetings are also available. Our team confirms the format and an advisor arranges the time.

Yes. Include the advisor’s name in your request. Our internal team routes the inquiry through the established intake process.

Yes. UAA reviews beneficiary designations, account ownership, and investment-account coordination with a trust, and may help complete appropriate changes. Legal advice and document changes remain with your attorney.

No. It is a consultation request. Our internal team reviews it, and the assigned advisor will contact you to arrange the meeting.